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Stock Broker Resume

Stock broker resume is required by individuals who wish to make career out of selling and buying of stocks. Stock brokers are professionals who specialize in stock market analytics, and can work independently or as part of a stock broking organization. Depending upon the type of job profile, relevant experience should be included appropriately, so that the resume is able to grab employers' attention.

The stock broker resume sample provided in this section is that of an experienced candidate who is looking for a suitable opening in a reputed company, with opportunities to explore and develop his skill-sets. The stock broker resume sample also highlights the candidate's dual experience, both as an independent stock broker and as part of stock broking company. The example resume can also be referred by freshers/inexperienced candidates for finding relevant information, required to draft a professional resume. While referring to the given stock broker resume example, it must be ensured that necessary changes are made in accordance with the tips given below.

Tips for customizing the sample stock broker resume

Use language compatible with your level of proficiency
If fresher, work experience would be replaced by internship details, and the same would come after academic qualifications
Candidates with no or little experience need not write career summary. Career summary is required only for resumes running in to 3-5 pages, or for candidates with extensive work experience
Incorporate personal ideas as well for effective personalization and true depiction of actual professionalism
Make sure that attractiveness and professional outlook of the resume retained after making all changes Follow a uniform pattern
It should always be remembered that any resume should be able to bridge the gap between the actual and desired level of professionalism, for maximum efficiency.

Sample stock broker resume

(For candidate with experience as an independent broker and as an employee of a stock broking company)

William K. Anderson
417 Sunburst Drive
Fort Myers
Florida - 33901
Tel: (239) 449 4858

Career Objective:

Looking for a challenging opportunity to work with a renowned stock broking company, where I can bring my experience and knowledge to effective use, and help maximize the revenue through stock dealings to achieve organizational growth along with personal professional development.

Career Summary:

With 5 yeas of experience in the field of stock broking, consisting of 3 years work as an independent stock broker, I have helped my clients find lucrative investment options, and increase their earnings. I specialize in following fields:

Asset management Capital investment (corporate and individual) Stock broking

Work experience:

Stock Broker
(2010 - Till date)
Prosperity Bank, 4070 US Hwy. 2A, St. Augustine, FL

Duties and responsibilities

  • Sell stock broking services of the bank to existing and new clients
  • Maintain record of all transactions
  • Generate statements and mail the same to all clients
  • Monitor ACATS (Automated Customer Account Transfer Services) statements
  • Attend to all inquiry calls and provide appropriate answers
  • Check and verify all stock certificates of new customers
  • Help customers in monitoring their accounts through internet based services
  • Provide customers with relevant and updated information on stock market analytics for effective decision making
  • Educate customers over stock broking rules and regulations
  • Portfolio management, especially for HNI (High Net-worth Individuals) customers
  • Look and follow up for new clients from the leads provided by existing clients

Stock Broker (independent)
(2008 - 2010)
Anderson Stock Broking Services, 1401 N Florida Ave., Lakeland, FL

Duties and responsibilities

  • Assist clients in making safe and profitable investments
  • Research financial and stock market on daily basis for risk mitigation and profit maximization, by identifying changing trends
  • Prepare necessary reports and statements for clients
  • Assist customers in trading securities, or trade on their behalf
  • Monitor the changes and fluctuations in the share values of companies and advice clients accordingly for suitable investment opportunities
  • Communicate with clients on regular basis to estimate their requirements
  • Generate leads form existing clients and follow up on prospective leads
  • Educate customers about trading in stocks
  • Maintain record of all transactions
  • Attend to customer queries and provide relevant information
  • Manage the entire client portfolio
  • Check for the authenticity of the documents submitted by customers
  • Update all records on the system for customers to access the online

Academic qualifications:

Masters in Business Administration (MBA) with major in Finance
(2006 - 2008)
Everest University, 1199 Baypine St., Jacksonville, FL
Bachelors in Commerce (B.Com)
(2003 - 2006)
Gulf Coast Commerce College, 18 H US Highway, Pompano Beach, FL

Professional Skills:

Certificate Invest Management from SII (Securities and Investment Institute)
Analytical and logical skills
Mathematical skills
MS Office Expertise
Certification from Financial Services Authority (FSA)

Personal skills:

Honest and reliable
Eye for detail
Quick decision making
Communication skills
Interpersonal skills


Thomas K. Stewart
(Securities and Investment manager)
Prosperity Bank
4070 US Hwy. 2A
St. Augustine
FL - 33401
Tel: (239) 475 1021


I, confirm that the details shared above are true and correct in all aspects, and if found guilty and result in termination of the candidature and legal action.

Name: William K. Anderson
Signature: ####
Date: March 20, 2012
Place: Fort Myers, Fl

We hope the stock broker resume sample given above is helpful and informative for candidates in drafting an inciting resume for stock broker job application.

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